DFO expenses from Access to Information Request

CONTENTS of this File:

1. Background and Rationale for this report .

2. Figure 1: Amounts of DFO Race Rocks MPA Budget, Amount Spent
and Amount Remaining for each year .. 1999-2010

3. Table 1: Yearly budgets, 1999-2010

4. Figure 2: Detailed overview of DFO expenditures on Race Rocks

5. Table 2: Detailed overview table, 1999-2010

6. Figure 3. Pie chart showing expenditures for five categories.

7. Table 3. List of Individual Expenses for the Race Rocks MPA 1999-2010

8. Example of Ecotourism report done for First Nations :2006
(668 KB.pdf file)

9. ATIP Report : A200900266_2010-02-09_09-00-22.pdf (6MB.pdf file)

10. Analysis and Discussion

10b. Followup April 20/2010

11. Condensed version with headers removed, showing graphs.

12. RRPAB Resource Documents

ANALYSIS AND DISCUSSION:

Upon receiving this report, I was surprized to note several features:

1. The fact that there was a significant budget for the creation of the Race Rocks MPA almost every year from 1999 to 2010, when the RRAB (Race Rocks MPA Advisory Board ) had been effectively shut down in 2002.

2. The fact that in many years a significant portion of the budget remained unspent at the end of the DFO fiscal year when the process of management of this ecosystem and designate MPA was still being carried on by Lester Pearson College without any financial support from DFO.

3. The large portion of the cumulative budget over the 11 years that was designated for First Nations Liaison and continues to be designated, so far without any evidence of an outcome. ( process still ongoing as of Sept, 2011–)

4. The unavailability of written records showing the deliverables for most of the contracts.. hopefully in the interests of transparency and resource availability they are still to come from DFO.

5. When I made a request for the #8 report above: 2006 report on ecotourism, there was some concern about confidentiality expressed by DFO and then the pdf file referred to above in number 8 was released by DFO. This report, which it turns out after checking with the author of the document, was originally a generic power point presentation, which was never presented to the First Nations groups by the contractor. The simplicity and lack of quality directed a this specific case, represented by an expenditure of $19,000 is obvious. Furthermore, I consider the language and the content of the report to be patronizing to the First Nations who commissioned it and it only leaves me questioning the lack of oversight represented by this expenditure .

6. A request for further explanation of many of the contracts has been made to DFO and I will update this space if and when information is available.

7. The analysis for The Bowie Seamount MPA has so far not been done, but I plan on doing it as well as time allows in order to have comparative figures available.

8. One of the requests in my ATIP that they were not able to accommodate was for similar figures for the creation phase as well as the operation phase for the other MPAs in Canada, the majority of which are on the East Coast. I urge the DFO to make this available or if necessary other individuals to go through the ATIP process in order to retrieve this information and make it public.

9. I was struck by the fact that during the course of 11 years, not one cent was devoted by DFO to doing on the ground scientific research that could meet the GAPS in scientific knowledge that I identified early in the Pilot MPA process in April 1999 at the Race Rocks Ecological Overview Workshop . Furthermore, no funds were ever forthcoming for the ongoing operation of the designate MPA. ( Refer to year 2001 proposal )

10. As per a comment recently of one member of the current Advisory Board, If DFO really is serious about public advice from an MPA Advisory Boards, It should make all information like this freely and easily available to the Board members.”

11. I would like to thank the individuals in the DFO Access to Information and Privacy office for their advice and cooperation during the process involved in this ATIP request.

FOLLOWUP:

On March 17, 2010, I sent an e-mail to our RRPAB representative from of the Oceans Habitat and Enhancement Division of Fisheries and Oceans Canada in Nanaimo. He had agreed by phone to help clarify some of the specific questions I had about some of the items in the list of expenditures. Below are the results of that query, with his responses in green.

Response April1, 2110

Based on discussion with my manager and our ATIP staff, I suggest that you submit your request for records outlined below through ATIP. In reviewing the records you’re requesting, I note that many of them are not in my own files. Further, going through ATIP provides greater certainty that the records you receive have taken into consideration confidentiality concerns.

I did quickly go through your list below with some responses that you may find useful in posing specific questions to ATIP. To the extent you can keep your questions specific, it would certainly help reduce the search time estimates. Also keep in mind though, that I have files from past staff in boxes. Though they’re labelled to some extent, if I receive an ATIP for files and I know those past staff have had some involvement in the programs relevant to the records, I’m obliged to include in my search estimates the time to go through the boxes that could potentially have relevant records. As mentioned below in a number of spots, I’m not familiar with some. By that, I largely mean that your description didn’t ‘ring a bell’ with me which would suggest that I won’t have the financial records associated in my own files.

1. I mentioned I am missing the March 31 2008  end of year report of expenditures which may have been lumped in with the Endeavour project number.
As mentioned in my email, fiscal year 2008/09 activities included only First Nations liaison work through Aaron Reith and the Socio-economic overview and analysis report (contract carried out by Sunderman). As I understand, those records were provided to you, but may have had a date of 2009.

2. Also although Lisa sent me the Endeavour /Race Rocks end of year summary  for March 2009, It is difficult to separate RR from Endeavour in that one.. Is there any further clarification such as Total Line Object figures  which may help me to pick out the  Race Rocks specific expenditures.
As mentioned above, March 2009 relates to fiscal year 2008/09 and I’ve listed the items related to that year.

3. I have come across another report that  I am unsure about:
Feb 20/01 M.Pakenham Conference Fees? $340.16
I believe he delivered a presentation to this conference as  at least I have seen reference to it in a googled file , however it may be useful to have the whole presentation ( presumably a power point in pdf ) if it is still available.
I do not have this presentation. I would not be confident that it could be readily located. A conference presentation may also have limited utility. That is, I don’t know whether Marc would have written and followed speakers notes written in the presentation. It sounds like you’ve googled the conference, I would suggest the proceedings of the conference would potentially be at least as useful to you.

4. Mar30/00 CRD VEHEAP contribution $6000.00. What is VEHEAP ..of the CRD  was anything produced as a result of  this.
VEHEAP stands for Victoria and Esquimalt Harbours Environmental Action Plan. I don’t have records of this. Further, I would suggest that this was an activity more related to our Integrated Management Programs rather than Race Rocks.

5. Was a report made available from this: Jan29/02 Env.consult , Environment/Environnment 0500 726000008186 $10,000.00
I’m  not familiar with this.

6. Is there documentation or report  on this one? Apr9 Apr/02 sci/env consult Luanne Chew Consulting Services for Completion of MPA Design Reports.
$5000.00
I’m not familiar with this.

7. When it says ” as per attached statement of work”  are those statements available and can they be made public.
as in
——–June 30/09-July13/09-Aaron Reith&Co     Community Liaison for First Nations with Respect to the designation process for the Race Rocks Marine Protected area. See the attached statement of work
——Feb 05/04 –To suport the engagement of Select Douglas Treaty First Nations as per attached statement of work. $15,000.00
——and 17 Aug,18 July 2004 –Songhees First Nation Support the ongoing negotiations of select Douglas Treaty First Nations in SVI in Broad Discussions related to Marine Aquatic Resources /To support neg. with Fed and Prov. Gov’ts of a framework for the cooperative mgt. as per statement of work $25,000.00
That would be a question best dealt with through filing an ATIP

8. What is meant by protection services in this one? and to whom did it get paid?
Feb08, Jan 09/2005 Security Additional Meeting, Protection Services ( Guardians, Commissionaires, security Guards etc.) $5,000.00
I ‘m not familiar with this. 

9. October 99 to December 2000 Axys Environmental Consulting.. Socio-Economic Overview of RR  — Is this the same one we have been looking at recently? if not could we get a copy for our resource files.
This is the  same as the Sunderman report provided to the RRPAB and referenced below.

10. It also is apparent that the socio-economic study update , I believe done in 2009 Prepared by:Randy Sunderman Peak Solutions Consulting Inc. Kamloops, BC  does not seem to be included anywhere in the expenditures up to January 2010, so could you check on that.
 I had understood that was provided in the ATIP. Again, you may wish to check the records provided for fiscal year 2008/09.

11. Dec 99-Feb 2000 Gordon Hanson & Associates Consulting…. was there a report produced for this, and if not what was the nature of the contract?
I’m not familiar with this.

12. The Canadian Hydrographic survey  (done back in 1999, that used the multi-beam SONAR ) does not seem to be represented as far as I can determine. This is probably because it was done by another part of the department, could you check into whether that cost is available as it would be a relevant science portion.
You are correct, it would have been financially coded in Canadian Hydrographic Services (CHS) coding. It may have been Oceans funded, but there could have been a budget transfer to Science Branch for the CHS expenditure.

Thanks for your attention to this. I hope this is not too many questions to pursue. If you can’t resolve all of them we will have to live with that. 

The above comments in the Analysis and Discussion represent the opinion of Garry Fletcher and are not to be interpreted as being the opinions of any other organization or individuals unless indicated otherwise. It is my hope that it can lead to a level of accountability in expenditure by DFO, and transparency to the public about this process.

Garry Fletcher
Victoria, BC
March 25, 2010

(updated April 20, 2010–GF.)

 

 

Access to Information Request on DFO expenses 1999-2010

CONTENTS of this File:1. Background and Rationale for this report .

2. Figure 1: Amounts of DFO Race Rocks MPA Budget, Amount Spent
and Amount Remaining for each year .. 1999-2010

3. Table 1: Yearly budgets, 1999-2010

4. Figure 2: Detailed overview of DFO expenditures on Race Rocks

5. Table 2: Detailed overview table, 1999-2010

6. Figure 3. Pie chart showing expenditures for five categories.

7. Table 3. List of Individual Expenses for the Race Rocks MPA 1999-2010

8. Example of Ecotourism report done for First Nations :2006
(668 kb.pdf file)

9. ATIP Report : A200900266_2010-02-09_09-00-22.pdf (6MB .pdf file)

10. Analysis and Discussion

10b. Followup April 20/2010

11. Condensed version with headers removed, showing graphs.

12. RRPAB Resource Documents

Background and Rationale for this report:
When we started the MPA designation Process for Race Rocks in 1999, I believe we all went into it assuming that the process of community involvement and stewardship would be one that could be a model of how ordinary people could help to achieve ecological conservation. Further to this, they could play a valuable role in assisting governments in creating one regime, devoid of jurisdictional barriers for the management of humans to ensure ecological sustainability of this unique resource. It was also hoped, that there would be unprecedented transparency in the process. At the time there was no reason that it could not become a template for the establishment of a network of Marine Protected Areas.

The Initial MPA Advisory Process involving the Race Rocks Advisory Board ended in 2002 when the consensus of the Board was not accepted by DFO office in Ottawa, and the resulting modified document gazetted was repugnant to RRAB members as well as First Nations. The Master’s Thesis of Sean Leroy provides a good overview of why this process had failed.

Since that time Lester B. Pearson College has continued with the support of the Ecological Reserve at Race Rocks. They had assumed this responsibility in Stewardship of facilities and the Ecological Reserve since the de-staffing of the light station by the Coastguard in 1997. Since that time the College has provided an on site guardian and generated the funds to cover all expenses, striving for energy self sufficiency and a sharing of the resource with creative use of technology on the internet in keeping with the mandate set out in the management plan for the Ecological Reserve. During that time, BC Parks has also cooperated by providing some funding for on-sight infrastructure repair and maintenance.

“If we are to learn from past mistakes in the Process of Creating Marine Protected Areas, then it must be documented transparently so that stakeholders might have
an opportunity to inform themselves.”

In the fall of 2009, DFO reconvened the Race Rocks (Public) Advisory Board. It became clear to many in the first meeting that the community memory was absent, leading to a projected process highly reminiscent of the re-invention of the wheel, aimed to push through the process and seek completion of the MPA by the end of March, 2010. It was to me as if the last 11 years had not existed.

Prior to the November meeting of the Race Rocks Advisory Board (RRAB), I initiated an Access to Information and Privacy request ( ATIP) to DFO which was originally intended to quantify the costs involved in the creation and the follow up costs of administration and operation of the existing Marine Protected areas on all coasts of Canada. One of many points of that ATIP request included the costs of the MPA Creation Process since 1999 for Race Rocks. After many email and telephone communications back and forth with the ATIP office in Ottawa, I agreed to reduce the extent of the request due to costs they were projecting for my complete list: ( 52 hours at $10.00 per hour which was beyond my budget!) Since I was still primarily concerned with being able to compare costs to see whether there was a common approach to MPA designation and operations after designation, I agreed to accept the records for Bowie and Race Rocks. It was made clear to me at the time that I would only get the figures from invoices for expenses which had been tagged with a code designating the project of that reserve.

This means that staff time and DFO internal resource costs were not available. In addition there is no accounting of the costs incurred by Lester Pearson College, outside researchers and volunteers with no support from DFO for research and the protection of the reserve during the interim while apparently ongoing negotiations by DFO had continued.

Knowing that ATIP requests usually take a long time, I assumed we would be having another meeting before I received the ATIP file. In the November RRAB meeting, I asked to include in the agenda of the next meeting a discussion of the costs of the MPA Process for Race Rocks . I was not given assurance at that time that it would be discussed and a further attempt by telephone to get it on the agenda also failed with an indication that it was not in the interests of the Advisory Board. By the time of the March meeting I had had time to do an analysis of the data and asked if I could present this report to the Board. Time was not made available to do that in the meeting so a group of a dozen Board members were able to stay after the meeting for the presentation and follow-up discussion.

The ATIP file of data had been sent to me on February 10, 2010. That document included all financial reports contained in DFO Pacific’s electronic financial reporting system (MRS) under the project code numbers for the Race Rocks MPA designation process (54257 and 93818) and the Bowie Seamount designation process (54262 and 93826), from 1998 to the present (January 15, 2010).  Total 6mb with 142 pages in a pdf file.) The following are summary graphs generated by extracting information from the ATIP file.

No information is available so far for the year Mar.2007-Mar.2008 ( GF)

NEXT:2. Figure 1: Amounts of DFO Race Rocks MPA Budget, Amount Spent
and Amount Remaining for each year .. 1999-2010

Garry Fletcher
Victoria, BC
March 25, 2010